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Principles of Accountability

The HAP Principles of Accountability (2003) can be downloaded in English (updated in March 2008) as a PDF file and are also available in French, Bengali, Urdu and Khmer.

1) Commitment to humanitarian standards and rights

Members state their commitment to respect and foster humanitarian standards and
the rights of beneficiaries

2) Setting standards and building capacity

Members set a framework of accountability to their stakeholders (1).

Members set and periodically review their standards and performance indicators, and
revise them if necessary.

Members provide appropriate training in the use and implementation of standards.

3) Communication

Members inform, and consult with, stakeholders, particularly beneficiaries and staff,
about the standards adopted, programmes to be undertaken and mechanisms
available for addressing concerns.

4) Participation in program

Members involve beneficiaries in the planning, implementation, monitoring and
evaluation of programmes and report to them on progress, subject only to serious
operational constraints.

5) Monitoring and reporting on compliance

Members involve beneficiaries and staff when they monitor and revise standards.

Members regularly monitor and evaluate compliance with standards, using robust
processes.

Members report at least annually to stakeholders, including beneficiaries, on compliance with standards. Reporting may take a variety of forms.

6) Addressing complaints

Members enable beneficiaries and staff to report complaints and seek redress safely.

7) Implementing partners

Members are committed to the implementation of these principles if and when
working through implementation partners.

(1) Framework of accountability includes standards, quality standards, principles, policies, guidelines, training and other capacity-building work, etc. The framework must include measurable performance indicators. Standards may be internal to the organisation or they may be collective, e.g. Sphere or People in Aid.


Tracking community complaints - Bangladesh March 2008

"Facilitators understood the subject matter; they were friendly and had good control over the timing of sessions. They were concerned about ensuring everyone understands the aim of the training."

Feedback from a participant from the HAP workshop on complaint and response mechanisms
World Vision, Nairobi

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